California Legal Codes and Statutes

Title 4 - SECURITIES

California Corporations Code — §§ 25000-31528

Division 1 - CORPORATE SECURITIES LAW OF 1968
§§ 25000-25707
Part 1 - DEFINITIONS
§§ 25000-25023
Part 2 - QUALIFICATION OF AND FILING REQUIREMENTS FOR THE SALE OF SECURITIES
§§ 25100-25166
Chapter 1 - Exemptions and Certain Securities and Transactions Not Subject to Qualification
§§ 25100-25105
Chapter 2 - Issuer Transactions
§§ 25110-25118
Chapter 3 - Recapitalizations and Reorganizations
§§ 25120-25122
Chapter 4 - Nonissuer Transactions
§§ 25130-25134
Chapter 5 - Authority of the Commissioner
§§ 25140-25151
Chapter 6 - General Provisions
§§ 25160-25166
Part 3 - REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
§§ 25200-25256
Chapter 1 - Exemptions
§§ 25200-25209
Chapter 2 - Licensing of Agents and Broker-Dealers
§§ 25210-25221
Chapter 3 - Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers
§§ 25230-25238
Chapter 4 - General Provisions
§§ 25240-25256
Part 4 - ADVERTISING SECURITIES
§§ 25300-25302
Part 5 - FRAUDULENT AND PROHIBITED PRACTICES
§§ 25400-25404
Part 6 - ENFORCEMENT
§§ 25500-25550
Chapter 1 - Civil Liability
§§ 25500-25510
Chapter 2 - Powers of the Commissioner
§§ 25530-25536
Chapter 3 - Crimes
§§ 25540-25542
Chapter 4 - Service of Process
§§ 25550
Part 7 - ADMINISTRATION
§§ 25604-25620
Part 8 - GENERAL PROVISIONS
§§ 25700-25707
Division 2 - SECURITY OWNERS PROTECTION
§§ 27000-27202
Chapter 1 - Definitions and General Provisions
§§ 27000-27003
Chapter 2 - Unlawful and Fraudulent Conduct
§§ 27100-27101
Chapter 3 - Civil Liability and Crimes
§§ 27200-27202
Division 2.5 - Fair Investment Practices by Venture Capital Companies
§§ 27500-27506
Chapter 1 - Fair Investment Practices by Venture Capital Companies
§§ 27500-27506
Division 3 - CAPITAL ACCESS COMPANIES
§§ 28000-28958
Chapter 1 - General Provisions
§§ 28000-28049
Title - Short Title and Construction
§§ 28000-28004
Article 2 - Definitions
§§ 28030-28049
Chapter 2 - Administration
§§ 28100-28111
Chapter 3 - Licensing
§§ 28150-28155
Chapter 4 - Organizational Matters
§§ 28200-28212
Article 1 - Organization and Name
§§ 28200-28201
Article 2 - Directors
§§ 28210-28212
Chapter 5 - Offices
§§ 28320
Article 1 - Establishing, Relocating, and Closing Offices
§§ 28320
Chapter 6 - Transaction of Business
§§ 28400-28405
Chapter 7 - Records, Reports, and Examinations
§§ 28500-28505
Chapter 8 - Acquisition of Control
§§ 28550-28552
Chapter 9 - Merger and Purchase or Sale of Business
§§ 28600-28604
Chapter 10 - Voluntary Surrender of License
§§ 28650-28651
Chapter 11 - Enforcement
§§ 28700-28716
Chapter 12 - Crimes and Criminal Penalties
§§ 28800-28881
Article 1 - General Provisions
§§ 28800-28802
Article 2 - Conflicts of Interest
§§ 28820-28821
Article 3 - Criminal Penalties
§§ 28880-28881
Chapter 13 - Civil Penalties
§§ 28900-28901
Chapter 14 - Miscellaneous Provisions
§§ 28950-28958
Division 4 - BUCKET SHOP LAW
§§ 29000-29201
Chapter 1 - Definitions
§§ 29000-29008
Chapter 2 - Prohibited Activities
§§ 29100-29105
Chapter 3 - Required Records and Statements
§§ 29200-29201
Division 4.5 - COMMODITIES
§§ 29500-29567
Chapter 1 - Definitions
§§ 29500-29516
Chapter 2 - Unlawful Commodity Transactions
§§ 29520
Chapter 3 - Exemptions
§§ 29530-29532
Chapter 4 - Unlawful Activities and Fraudulent Conduct
§§ 29535-29538
Chapter 5 - Powers of the Commissioner
§§ 29540-29546
Chapter 6 - Crimes and Civil Liability
§§ 29550-29555
Chapter 7 - Miscellaneous Provisions
§§ 29560-29567
Division 5 - FRANCHISE INVESTMENT LAW
§§ 31000-31528
Part 1 - DEFINITIONS
§§ 31000-31020
Part 2 - REGULATION OF THE SALE OF FRANCHISES
§§ 31100-31158
Chapter 1 - Exemptions
§§ 31100-31109.1
Chapter 2 - Disclosure
§§ 31110-31126
Chapter 3 - General Provisions
§§ 31150-31158
Part 3 - FRAUDULENT AND PROHIBITED PRACTICES
§§ 31200-31221
Chapter 1 - Fraudulent Practices
§§ 31200-31204
Chapter 2 - Prohibited Practices
§§ 31210-31212
Chapter 3 - Unfair Practices
§§ 31220-31221
Part 4 - ENFORCEMENT
§§ 31300-31420
Chapter 1 - Civil Liability
§§ 31300-31306
Chapter 2 - Powers of the Commissioner
§§ 31400-31408
Chapter 3 - Crimes
§§ 31410-31412
Chapter 4 - Service of Process
§§ 31420
Part 5 - ADMINISTRATION
§§ 31500-31506
Part 6 - GENERAL PROVISIONS
§§ 31510-31516
Part 7 - FRANCHISE BROKERS
§§ 31520-31528