California Legal Codes and Statutes

§ 28212

Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.

The board of directors, executive committee, or other policy body of each licensee shall approve the contract to be entered into between the licensee and any person who will make recommendations with respect to the investment of funds of the licensee.

Cite this section

Cal. Corp. Code § 28212 (2026)
https://ca.codecond.com/codes/corp/title-4-securities/division-3-capital-access-companies/chapter-4-organizational-matters/article-2-directors/section-28212

Other sections in Article 2 - Directors

§ 28210§ 28211§ 28212

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